Custody & Clearing

Service & Solutions Open Markets

Our Correspondent Clearing group provides comprehensive custody and clearing solutions for US and international broker dealers and investment advisers. Our correspondents choose us because we offer lower costs, lower minimums and personalized service – all of which allow them to compete with much larger firms.  Most importantly, we help broker-dealers and investment advisers manage and grow their businesses with next-generation technology, a wide variety of investment products and access to multiple markets. 

Product Highlights

  • Execution, Clearing and Settlement in U.S. and international securities
  • Online access to bonds, mutual funds, equities and other securities
  • Full trade desk support for fixed income, options, foreign securities, algorithms and other complex orders

Technology Highlights

  • Multiple business model capabilities: commission, advisory, retail, self-directed, institutional
  • Full suite of customizable management, reporting and compliance tools
  • Access to integrated business solutions from the leading third party providers

In the end, it comes down to providing the service and solutions our correspondents need to succeed. Our Correspondent Clearing division has a long history of providing exceptional service and tailored solutions to a wide variety of correspondents.  Let us show you how we can help your firm.

To learn more, please visit our Custody and Clearing informational page.

Meet the Team

Boca Raton, FL
2600 N. Military Trail
Suite 350
Boca Raton, FL 33431
Tel: +1 (561) 544-7611


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