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United States

StoneX Financial Inc. – Broker Dealer Division (SFI – BD) Regulatory Disclosures

StoneX Financial Inc. is a member of FINRA / SIPC,  MSRB registered and is a wholly owned subsidiary of StoneX Group Inc. You can learn more about the background of StoneX Financial Inc. on Brokercheck.

SEC Order Execution/Routing Practices

SEC Order Execution/Routing Practices
SEC-Required Order Execution Information (Rule 605)

Equity Order Handling Protocols & Disclosures

Equity Order Handling Protocols & Disclosures

FINRA Rule 5320 Disclosure

FINRA Rule 5320 Disclosure

Fractional Shares Disclosure

Fractional Shares Disclosure

Extended Hours Disclosure

Extended Hours Disclosure

Margin Disclosure Statement

Margin Disclosure Statement

IRS Non-Bank Trustee Disclosure Statement

IRS Non-Bank Trustee Disclosure Statement

Callable Securities Procedures Disclosure

Callable Securities Procedures Disclosure

FDIC Insured Deposit Sweep Program Disclosure

FDIC Insured Deposit Sweep Program Disclosure

FDIC IDP Participating Banks

FDIC IDP Participating Banks

Characteristics and Risks of Standardized Options

Characteristics and Risks of Standardized Options

Notice to Canadian Clients

Notice to Canadian Clients

MSRB Investor Client Education and Protection Disclosure

MSRB Investor Client Education and Protection Disclosure

Customer Relationship Summary

Customer Relationship Summary

Statement of Financial Condition

Audited September 30, 2025

Each annual report is filed with the Securities and Exchange Commission pursuant to Rule 17a-5 of the Securities Exchange Act and is available for inspection at the principal office of the Company and at the regional office of the Securities and Exchange Commission.

StoneX Financial Inc. Business Resiliency Disclosure

StoneX Financial Inc. Business Resiliency Disclosure

StoneX Financial Inc. Privacy Policy

StoneX Financial Inc. Privacy Policy

StoneX Group Inc. California Privacy Notice

StoneX Group Inc. California Privacy Notice

Additional disclosures applicable to institutional accounts clearing through BofA Securities. Inc.

BofA Securities, Inc. Annual Disclosures

Regulatory Links

www.finra.org

www.sipc.org

www.finra.org/brokercheck

StoneX Financial Inc. – FCM Division (SFI-FCM) Regulatory Disclosures

StoneX Financial Inc. – FCM Division is registered as a Futures Commission Merchant with the CFTC and an NFA member (NFA ID: 0476094). SFI-FCM is a wholly owned subsidiary of StoneX Group Inc.

1.55 Disclosure Document

1.55 Disclosure Document

SFI Statement of Financial Condition

SFI Statement of Financial Condition

SFI-FCM - Net Capital Summary

SFI-FCM - Net Capital Summary

SFI-FCM – Daily Customer Segregated & Secured Statements

SFI-FCM – Daily Customer Segregated & Secured Statements

StoneX Financial Inc. Business Resiliency Disclosure

StoneX Financial Inc. Business Resiliency Disclosure

StoneX Financial Inc. Privacy Policy

StoneX Financial Inc. Privacy Policy

StoneX Group Inc. California Privacy Notice

StoneX Group Inc. California Privacy Notice

Characteristics and Risks of Standardized Options

Characteristics and Risks of Standardized Options

StoneX Markets LLC (SXM) Regulatory Disclosures

ISDA documents

ISDA Copyright Notice
General Disclosure Statement for Transactions
Disclosure Annex for Commodity Derivative Transactions
Disclosure Annex for Foreign Exchange Transactions
Disclosure Annex for Interest Rate Transactions
Disclosure Annex for Equity Derivative Transactions
Disclosure of Material Conflicts of Interest
Notice of Certain Rights with Respect to Clearing Swaps
Notice of Daily Mark
Notice of Procedure for Client Complaints
Notice Regarding Pre-Trade Information
Right to Segregate Disclosure

Structured Product Risk Disclosures

Structured Product Risk Disclosures

MiFID & EMIR disclosure documents

This section contains required disclosures for StoneX Financial Ltd and the FCM Division of StoneX Financial Inc. In respect of the European Markets Infrastructure Regulations (“EMIR”) and Markets in Financial Instruments Directive (MiFID).

MiFID Direct Client Disclosure
MiFID Omnibus Client Disclosure
INTL FCStone Financial Inc. EMIR Clearing Member Fees Disclosure

Statement of Financial Condition

Unaudited March 31, 2026
Audited September 30, 2025
Unaudited March 31, 2025
Audited September 30, 2024
Unaudited March 31, 2024
Audited September 30, 2023
Unaudited March 31, 2023
Audited September 30, 2022

StoneX Payment Services Ltd. (SPS) Regulatory Disclosures

US Terms of Business

US Terms of Business

US Privacy Policy

US Privacy Policy

Licenses and Client Notices

The StoneX Group Inc. (the “Company”) group of companies provides financial services worldwide through its subsidiaries, including physical commodities, securities, exchange-traded and over-the-counter derivatives, risk management, global payments and foreign exchange products in accordance with applicable law in the jurisdictions where services are provided. StoneX Payment Services Ltd. is a wholly owned subsidiary of StoneX Group Inc. Incorporated in the State of Washington, U.S.A., Washington Corporation (UBI 603 514 004). Authorized and regulated by Money Service Business Multi-State Protocol on NMLS [NMLS:1394445].

Licensing and Regulatory Information for StoneX Payment Services Ltd. (U.S.A.)

  • Washington Corporation (UBI 603 514 004)
  • Florida HQ (F19000000068)
  • FinCEN Registration as an MSB (31000289656386)
  • Global Markets Entity Identifier (GMEI) (543008RP59ZQ3UQ1882)
  • NMLS Registration (1394445)
  • FINTRAC Registration as an MSB (MSB registration no. M22868358)
  • Revenu Québec Registration as an MSB (MSB license no. 15540)

Multiple states use the NMLS ID number (1394445) as StoneX Payment Services Ltd.’s money transmitter license number. This number, as well as any state-specific licensing numbers, are included below for all states in which StoneX Payment Services Ltd. is licensed as a money transmitter:

Alabama (MT 811), Alaska (AKMT-016908), Arkansas (129564), Arizona (MT-1000854), California (MT 2653), Colorado (500262), Connecticut (MT-1394445), District of Columbia (NMLS 1394445; MTR1394445), Florida (FT230000253), Georgia (65171), Idaho (MTL-240), Illinois (MT 0000338), Indiana (72283), Iowa (2019-0003), Kansas (MT.0000148), Kentucky (SC700740), Louisiana (1394445), Maine (NMLS 1394445), Maryland (NMLS 1394445), Michigan (MT0022015), Minnesota (NMLS 1394445), Missouri (MO-20-8525), Nebraska (NMLS 1394445), New Hampshire (22926-MT), New Jersey (1903874), New Mexico (NMLS 1394445), North Dakota (MT103229), Ohio (OHMT159), Oklahoma (NMLS 1394445), Oregon (30224), Pennsylvania (58690), Rhode Island (20234617CT), South Carolina (NMLS 1394445), South Dakota (MT.2142), Tennessee (NMLS 1394445), Texas (3179), Utah (178), Vermont (MT-1394445), Washington (550-MT-116463), West Virginia (WVMT-1394445), Wyoming (7253).

For a listing of state regulatory agency complaints departments and procedures, please expand the below. We encourage you to first contact SPS with any complaints so as to rectify your problem efficiently at complaints.stonexpaymentservices@stonex.com.

State-specific license disclosures and client notices

FinCEN Registration

StoneX Payment Services Ltd. is a wholly-owned subsidiary of StoneX Group Inc. and is registered with the Financial Crimes Enforcement Network (“FinCEN”), United States Department of Treasury, MSB Registration No. 31000289656386. You can check the registration of StoneX Payment Services Ltd. on FinCEN’s website.

Alabama

Licenses and client notices for StoneX Payment Services Ltd. in the state of Alabama.

State Agency: Alabama Securities Commission

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint to:

Phone: +1 (800) 222-1253

Email: asc@asc.alabama.gov

By mail:
Alabama Securities Commission, Enforcement Division
P.O Box 304700
Montgomery, AL 36130-4700

Alaska

Licenses and client notices for StoneX Payment Services Ltd. in the state of Alaska.

State Agency: State of Alaska, Division of Banking & Securities

For Alaska Residents Only: If your issue is unresolved by StoneX Payment Services Ltd. at +1 (212) 485-3549, please submit formal complaints with the State of Alaska, Division of Banking & Securities.

Please download the form here: https://www.commerce.alaska.gov/web/portals/3/pub/DBSGeneralComplaintFormupdated.pdf

Submit formal complaint form with supporting documents: Division of Banking & Securities PO Box 110807 Juneau, AK  99811-0807

If you are an Alaska resident with questions regarding formal complaints, please email us at dbs.licensing@alaska.gov or call Nine Zero Seven Four Six Five Two Five Two One.

Arizona

Licenses and client notices for StoneX Payment Services Ltd. in the state of Arizona.

State Agency: Arizona Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Monetary Transmission Act License No. 1000854

Arkansas

Licenses and client notices for StoneX Payment Services Ltd. in the state of Arkansas.

State Agency: Arkansas Securities Department

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here

California

Licenses and client notices for StoneX Payment Services Ltd. in the state of California.

State Agency: California Department of Financial Protection and Innovation (DFPI)

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (866) 275-2677

Email: Ask.DFPI@dfpi.ca.gov

By mail:
Department of Financial Protection and Innovation
651 Bannon Street, Suite 300
Sacramento, CA 95811

Monetary Transmission Act License No. 2653

Colorado

Licenses and client notices for StoneX Payment Services Ltd. in the state of Colorado.

State Agency: Division of Banking

By mail: Entities other than FDIC insured financial institutions that conduct money transmission activities in Colorado, including the sale of money orders, transfer of funds, and other instruments for the payment of money or credit, are required to be licensed by the Colorado Division of Banking pursuant to the Money Transmitters Act, Title 11, Article 110, Colorado Revised Statutes.

Notice to Colorado Customers

If you have a question about or problem with your transaction – the money you sent

You must contact the Money Transmitter who processed your transaction for assistance. The Division of Banking does not have access to this information.

If you are a Colorado resident and have a complaint about the money transmitter – the company that sent your money

ALL complaints must be submitted in writing. Please fill out the Complaint Form provided on the Colorado Division of Banking’s website and return it and any documentation supporting the complaint via mail or email to the Division of Banking at:

Colorado Division of Banking
1560 Broadway, Suite 975
Denver, CO 80202

Money Transmitters Act License No. 500262

Connecticut

Licenses and client notices for StoneX Payment Services Ltd. in the state of Connecticut.

State Agency: State of Connecticut Department of Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

District of Columbia

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Columbia.

State Agency: District of Columbia Department of Insurance, Securities and Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (202) 727-8000

Fax: +1 (202) 354-1085

By mail:
District of Columbia Department of Insurance, Securities and Banking
1050 First St., NE, Suite 801
Washington, DC 20002

Florida

Licenses and client notices for StoneX Payment Services Ltd. in the state of Florida.

State Agency: Florida Office of Financial Regulation

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (850) 410-9800 or +1 (850) 487-9687

Fax: +1 (850) 410-9548

By mail:
Florida Office of Financial Regulation Division of Financial Institutions
Consumer Assistance Group
200 E. Gaines Street
Tallahassee, Florida 32399-0371

Florida Money Services Businesses Part II License No. FT230000308

Georgia

Licenses and client notices for StoneX Payment Services Ltd. in the state of Georgia.

State Agency: Georgia Department of Banking and Finance

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (855) 411-2372

Georgia Money Transmission License No. 6517

Idaho

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Idaho.

State Agency: Idaho Department of Finance

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Email: securities@finance.idaho.gov

Phone: +1 (208) 332-8004

Fax: +1 (208) 332-8099

By mail:
Idaho Department of Finance Securities Bureau
PO Box 83720
Boise, ID 83720-0031

Illinois

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Illinois.

State Agency: Illinois Department of Financial & Professional Regulation

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below. 

Phone: +1 (888) 298-8089

By mail:
Department of Financial Professional Regulation Division of Financial Institutions
230 West Washington, 5th Floor
Springfield, Illinois 62786

Indiana

Licenses and client notices for StoneX Payment Services Ltd. in the state of Indiana.

State Agency: Indiana Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Iowa

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Iowa.

State Agency: Iowa Division of Banking Finance Bureau

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (515) 281-4014

Kansas

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Kansas.

State Agency: Kansas Office of the State Bank Commissioner

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Email:  complaints@osbckansas.org

By mail:
Office of the State Bank Commissioner
Attn: Consumer Affairs, 700 SW Jackson, STE 300
Topeka, KS 66603

Kentucky

Licenses and client notices for StoneX Payment Services Ltd. in the state of District of Kentucky.

State Agency: Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Fax: +1 (502) 573-8787

Phone: +1 (502) 573-3390 or +1 (800) 223-2579

Email:  KFI.Complaints@ky.gov

By mail:
Department of Financial Institutions
Attention: Complaint Submission
500 Mero Street, 2SW19
Frankfort, KY 40601

Louisiana

Licenses and client notices for StoneX Payment Services Ltd. in the state of Louisiana.

State Agency: Louisiana Office of Financial Institutions Non-Depository Division

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Fax: +1 (225) 925-4524

Phone: +1 (225) 925-4660 or +1 (888) 525-9414

Email:  complaints@ofi.la.gov

By mail:
Post Office Box 94095
Baton Rouge, LA  70804-9095

Louisiana Money Transmitter No. 1394445 

Maine

Licenses and client notices for StoneX Payment Services Ltd. in the state of Maine.

State Agency: Maine Department of Professional & Financial Regulation

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (800) 965-5235

By mail:
Maine Bureau of Financial Institutions
Consumer Outreach Program
36 State House Station
Augusta, ME 04333-0036

Maryland

Licenses and client notices for StoneX Payment Services Ltd. in the state of Maryland.

State Agency: Maryland Office of the Commissioner of Financial Regulation

The Commissioner of Financial Regulation for the State of Maryland will accept all questions or complaints from Maryland residents regarding StoneX Payment Services Ltd. NMLS No.: 1394445 at 100 S. Charles Street, Tower 1, Suite 5300, Baltimore, MD 21201 or at 1-888-784-0136.

Michigan

Licenses and client notices for StoneX Payment Services Ltd. in the state of Michigan.

State Agency: Michigan Department of Insurance and Financial Services

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (877) 999-6442

Michigan Money Transmission Services Act License No. MT 0022015

Minnesota

Licenses and client notices for StoneX Payment Services Ltd. in the state of Minnesota.

State Agency: Minnesota Department of Commerce

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (651) 539-1600

Address:
Golden Rule Building 85 7th Place East
Suite 280 Saint Paul, MN 55101

Missouri

Licenses and client notices for StoneX Payment Services Ltd. in the state of Missouri.

State Agency: Missouri Division of Finance

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (573) 751-3242

By mail:
Missouri Division of Finance
PO Box 716
Jefferson City, Missouri 65102-0716

Missouri Certificate Of Registration Sale of Checks Law No. MO-24-8525

Nebraska

Licenses and client notices for StoneX Payment Services Ltd. in the state of Nebraska.

State Agency: Nebraska Department of Banking and Finance

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (402) 471-2171

By United States mail:
The Nebraska Department of Banking and Finance
P.O. Box 95006
Lincoln, NE 68509-5006

By private mail: 
The Nebraska Department of Banking and Finance
1526 K Street
Suite 300
Lincoln, NE 68508-2732

New Hampshire

Licenses and client notices for StoneX Payment Services Ltd. in the state of New Hampshire.

State Agency: New Hampshire Banking Department

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (603) 271-3561

TDD Access: Relay NH +1 (800) 735-2964

Fax: +1 (603) 271-1090

Email: legal@banking.nh.gov

By mail:
State of New Hampshire Banking Department
53 Regional Drive
Suite 200
Concord, NH 03301

Money Transmitter License No. 22926-MT

New Jersey

Licenses and client notices for StoneX Payment Services Ltd. in the state of New Jersey.

State Agency: New Jersey Department of Banking & Insurance

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (609) 292-7272 or +1 (800) 446-7467

Fax: +1 (609) 454-8468

By mail:
NJDOBI
PO Box 471
Trenton, NJ 08625-0471

New Mexico

Licenses and client notices for StoneX Payment Services Ltd. in the state of New Mexico.

State Agency: New Mexico Financial Institutions Division

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Email: joe.cruz@state.nm.us

North Dakota

Licenses and client notices for StoneX Payment Services Ltd. in the state of North Dakota.

State Agency: North Dakota Department of Financial Institutions 

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

By mail:
North Dakota Department of Financial Institutions
2000 Schafer Street, Suite G
Bismarck, ND 58501-1204

Fax: +1 (701) 328-0290

Email:  DFI@ND.gov

Ohio

Licenses and client notices for StoneX Payment Services Ltd. in the state of Ohio.

State Agency: Division of Financial Institutions

Oklahoma

Licenses and client notices for StoneX Payment Services Ltd. in the state of Oklahoma.

State Agency: Oklahoma Department of Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Oregon

Licenses and client notices for StoneX Payment Services Ltd. in the state of Oregon.

State Agency: Oregon Division of Finance and Corporate Securities

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Fax: +1 (503) 947-7862

By mail:
Oregon Department of Consumer and Business Services
PO Box 14480
Salem, OR 97309-0405

Email: dcbs.dfcsmail@oregon.gov

Pennsylvania

Licenses and client notices for StoneX Payment Services Ltd. in the state of Pennsylvania.

State Agency: Pennsylvania Department of Banking and Securities

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (800) 600-0007

Rhode Island

Licenses and client notices for StoneX Payment Services Ltd. in the state of Rhode Island.

State Agency: Rhode Island Division of Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here:

By mail:
State of Rhode Island
Division of Banking
1511 Pontiac Avenue, Bldg 68-1
Cranston, RI 02920

South Carolina

Licenses and client notices for StoneX Payment Services Ltd. in the state of South Carolina.

State Agency: Office of the Attorney General

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint to:

Phone: +1 (803) 734-1221

South Dakota

Licenses and client notices for StoneX Payment Services Ltd. in the state of South Dakota.

State Agency: South Dakota Dept. of Labor & Regulation

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (605) 773-3421

Tennessee

Licenses and client notices for StoneX Payment Services Ltd. in the state of Tennessee.

State Agency: Tennessee Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Phone: +1 (615)253-7794

Request a form via e-mail at: tdfi.consumerresources@tn.gov

By mail:
Tennessee Department of Financial Institutions
Tennessee Tower, 26th Floor
312 Rosa L. Parks
Nashville, TN

Texas

Licenses and client notices for StoneX Payment Services Ltd. in the state of Texas.

State Agency: Department of Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint to:

Address:
Texas Department of Banking
2601 North Lamar Boulevard
Austin, Texas 78705
Toll free: (877) 276-5554 or e-mail
Fax #: (512) 475-1288
www.dob.texas.gov

Utah

Licenses and client notices for StoneX Payment Services Ltd. in the state of Utah.

State Agency: Utah Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Fax: (801) 538-8894

By mail:
Utah Department of Financial Institutions
PO Box 146800
Salt Lake City, UT 84114-6800

Money Transmitter License No. 178

Vermont

Licenses and client notices for StoneX Payment Services Ltd. in the state of Vermont.

State Agency: Vermont Department of Financial Regulation

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here.

Washington

Licenses and client notices for StoneX Payment Services Ltd. in the state of Washington.

State Agency: Washington Department of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Phone: +1 (360) 902-8703

Email: CSEnforceComplaints@dfi.wa.gov

Monetary Transmission Act License No. 550-MT-116463

West Virginia

Licenses and client notices for StoneX Payment Services Ltd. in the state of West Virginia.

State Agency: West Virginia Division of Financial Institutions

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please direct your complaint here:

Phone: +1 (304) 558-2294

By mail:
West Virginia Division of Financial Institutions
900 Pennsylvania Avenue
Suite 306
Charleston, WV 25302

Wyoming

Licenses and client notices for StoneX Payment Services Ltd. in the state of Wyoming.

State Agency: Wyoming Department of Audit, Division of Banking

If you have a complaint, first contact Client Support for StoneX Global Payments at +1 (212) 485-3549.

If you still have an unresolved complaint regarding the company’s money transmission or currency exchange activity, please complete this form and submit via your preferred option below.

Fax: +1 (307) 777-3555

Email: marlene.aitchison@wyo.gov

By mail:
Wyoming Division of Banking
122 West 25th Street
Herschler Building, 3
East Cheyenne, WY 82009

Monetary Transmission Act License No. 7278

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Our market expertise, advanced platforms, global reach, culture of full transparency and commitment to our clients’ success all set us apart in the financial marketplace.

Reach

With access to 40+ derivatives exchanges, 180+ foreign exchange markets, nearly every global securities marketplace and numerous bi-lateral liquidity venues, StoneX’s digital network and deep relationships can take clients anywhere they want to go.

Transparency

As a publicly traded company meeting the highest standards of regulatory compliance in the markets we serve, our financials and record of accomplishment are matters of public record. StoneX’s commitment to “doing the right thing over the easy thing” sets us apart in the industry and helps us build respect, client trust and new partnerships.

Expertise

From our proprietary Market Intelligence platform, to “boots on the ground” expertise from award-winning traders and professionals, we connect our clients directly to actionable insights they can use to make more informed decisions and achieve their goals in the global markets.

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The subsidiaries of StoneX Group Inc. provide financial products and services, including, but not limited to, physical commodities, securities, clearing, global payments, risk management, asset management, foreign exchange, and exchange-traded and over-the-counter derivatives. These financial products and services are offered in accordance with the applicable laws in the jurisdictions in which they are provided and are subject to specific terms, conditions, and restrictions contained in the terms of business applicable to each such offering. Not all products and services are available in all countries. The products and services offered by the StoneX Group of companies involve risk of loss and may not be suitable for all investors. Full Disclaimer.

This website is not intended for residents of any particular country, and the information herein is not advice nor a recommendation to trade nor does it constitute an offer or solicitation to buy or sell any financial product or service, by any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation. Please refer to the Regulatory Disclosure section for entity-specific disclosures.

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