Outlook 2026 is available for free now.  Download your report  →

StoneX logo
Contact us

Compliance library

Access important account forms and compliance resources.

Global

StoneX Global Disclaimer

© 2025 StoneX Group Inc. all rights reserved.

The subsidiaries of StoneX Group Inc. provide financial products and services, including, but not limited to, physical commodities, securities, clearing, global payments, risk management, asset management, foreign exchange, and exchange-traded and over-the-counter derivatives. These financial products and services are offered in accordance with the applicable laws in the jurisdictions in which they are provided and are subject to specific terms, conditions, and restrictions contained in the terms of business applicable to each such offering. Not all products and services are available in all countries. The products and services offered by the StoneX Group of companies involve risk of loss and may not be suitable for all investors.

This website is not intended for residents of any particular country, and the information herein is not advice nor a recommendation to trade nor does it constitute an offer or solicitation to buy or sell any financial product or service, by any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation. Please refer to the Regulatory Disclosure section for entity-specific disclosures.

 

No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of StoneX Group Inc. The information herein is provided for informational purposes only. This information is provided on an ‘as-is’ basis and may contain statements and opinions of the StoneX Group of companies as well as excerpts and/or information from public sources and third parties and no warranty, whether express or implied, is given as to its completeness or accuracy. Each company within the StoneX Group of companies (on its own behalf and on behalf of its directors, employees and agents) disclaims any and all liability as well as any third-party claim that may arise from the accuracy and/or completeness of the information detailed herein, as well as the use of or reliance on this information by the recipient, any member of its group or any third party.

North America

StoneX Financial Inc. (“SFI”) is a member of FINRA/SIPC/National Futures Association (“NFA”) (NFA ID: 0476094), and registered with the MSRB. SFI is registered with the U.S. Securities and Exchange Commission (“SEC”) as a broker-dealer and with the U.S. Commodity Futures Trading Commission (“CFTC”) as a Futures Commission Merchant (“FCM”) and Commodity Trading Advisor (“CTA”).

StoneX Securities Inc., is a member of FINRA/SIPC and registered with the MSRB and is registered with the SEC as a broker-dealer.

More information about our FINRA member firms is available at www.finra.org and brokercheck.finra.com.

Visit StoneX Wealth Management Disclosures for more information.

StoneX Advisors Inc., is registered with the SEC as an investment adviser. Registration with the SEC does not imply a certain level of skill or training, nor an endorsement by the SEC.

StoneX Markets, LLC (“SXM”), is a member of the NFA (NFA ID: 0449652) and registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as a Swap Dealer. SXM’s products are designed only for individuals or firms who qualify under CFTC rules as an ‘Eligible Contract Participant’ and who have been accepted as customers of SXM.

FCC Futures, Inc. is a member of the NFA and registered with the CFTC as an introducing broker.

StoneX Payment Services Ltd. is a wholly owned subsidiary of StoneX Group Inc. incorporated in the State of Washington, U.S.A., Washington Corporation (UBI 603 514 004). It is regulated by the Financial Crimes Enforcement Network (FinCEN) in the US and authorized and regulated by Money Service Business Multi-State Protocol on NMLS [NMLS:1394445]. FINTRAC Registration as an MSB (MSB registration no. M22868358). Revenu Québec Registration as an MSB (MSB license no. 15540).

StoneX Financial (Canada) Inc. is a member of the Canadian Investment Regulatory Organization (“CIRO”) and member of the Canadian Investor Protection Fund.

Europe, the Middle East and Africa

StoneX Financial Ltd (“SFL”) is registered in England and Wales, company no. 5616586. SFL is authorized and regulated by the Financial Conduct Authority (“FCA”) (registration number FRN:446717) to provide services to professional and eligible customers including: arrangement, execution, clearing and custody, across a range of products including but not limited to: exchange traded futures and options, OTC derivatives and securities. SFL also provides contracts for difference (“CFDs”) and spread bets to retail and elective professional clients under the trading name of City Index and Forex.com. SFL is authorized and regulated by the FCA under the Payment Services Regulations 2017 for the provision of payment services. SFL is a category 1 ring-dealing member of the London Metal Exchange. SFL also engages in other physically delivered commodities business and other general business activities which are unregulated and not required to be authorized by the FCA.

StoneX Europe Ltd (“SEL”) is registered in Cyprus under company no. HE409708. SEL is authorized and regulated by the Cyprus Securities and Exchange Commission (“CYSEC”) to provide investment and ancillary services to retail, professional and eligible counterparty clients within the European Union under the trading name FOREX.com.

StoneX Financial GmbH, entered in the Frankfurt am Main Commercial Register, HRB 101212 with its seat in Frankfurt am Main, is authorized to perform payment services (Finanztransfergeschäft) in accordance with § 1. PAR 1 sentence 2 No. 6 German Payment Act (“ZAG”) and is regulated by the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht- BaFin) and the German Federal Bank (Deutsche Bundesbank- BuBa) under the register number BaFin-ID: 10141964.

StoneX Financial Europe GmbH (“SFEG”), entered in the Hamburg Commercial register, HRB 80844 with its seat in Hamburg, is listed in the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht- BaFin) register to carry out the following activities: a) trade in commodities (in particular metals), b) arrange transactions for metals and commodities with dealers, producers or commercial users of the commodities, and c) provide investment brokerage for financial instruments in accordance with § 2 Para. 10 KWG and § 3 Para. 2 WpIG respectively, exclusively in the name, under liability and for the account of StoneX. SFEG is also authorized as a securities trading firm by the BaFin (Bak No. 161361) to carry out, inter alia, the activities of investment adviser, portfolio manager, professional acting on own account, broker in financial instruments, and commission agent.

StoneX Financial Europe GmbH, Irish Branch (“SFEG Irish Branch”) is established in Ireland as a regulated branch of StoneX Financial Europe GmbH, pursuant to MiFID II. SFEG Irish Branch is subject to the supervision and conduct of business rules and regulations of the Central Bank of Ireland.

StoneX Financial Europe GmbH, Luxembourg Branch (“SFEG Luxembourg Branch”) is established in the Grand Duchy of Luxembourg. SFEG Luxembourg Branch is subject to the supervision of the Luxembourg Ministry of Finance and the Commission de Surveillance du Secteur Financier.

R.J. O’Brien France S.A.S is incorporated in France and regulated by the ACPR (Autorité de Contrôle Prudentiel et de Résolution) and the AMF ( Autorité des Marchés Financiers).

StoneX Financial Nigeria Ltd. (company registration number RC 1157178) is regulated as a broker-dealer by the Securities and Exchange Commission of Nigeria and licensed by the Nigerian Exchange Limited (NGX), NASD Plc, and FMDQ Securities Exchange Limited.

StoneX Commodities FZCO (company registration number DMCC 30630) holds Dubai Multi Commodities Centre (“DMCC”) Licenses (DMCC 31371 and DMCC 30630) for non-manufactured precious metals trading and metal ores trading.

StoneX Financial (DIFC) Limited (“SFD”) is registered in the Dubai International Financial Centre (“DIFC”), company no. 2546 with registered address at Unit L21-02, Level 21, ICD Brookfield Place, Dubai International Financial Centre, P.O. Box 507280, Dubai, United Arab Emirates. SFD is regulated by the Dubai Financial Services Authority (“DFSA”).

StoneX Digital Ltd is incorporated in Ireland and regulated by the Central Bank of Ireland as a Crypto-Asset Service Provider in accordance with Article 63 of Regulation (EU) 2023/1114 (Markets in Crypto-Assets Regulation).

Asia - Pacific

StoneX Financial Pte Ltd (“SFP”) (Co. Reg. No 201130598R) is regulated by the Monetary Authority of Singapore (“MAS”) as a Capital Markets Service Licence holder (for dealing in capital market products), an Exempt Financial Adviser (for advising on investment products and issuing or promulgating analyses/ reports on investment products) and a Major Payment Institution (for domestic and cross-border money transfer services).

StoneX APAC Pte. Ltd. (“SAP”) (Co. Reg. No 200616676W) is regulated as a Dealer (PS20190001002) under the Precious Stones and Precious Metals (Prevention of Money Laundering and Terrorism Financing) Act 2019 for purposes of anti-money laundering and countering the financing of terrorism.

StoneX Financial (HK) Limited (CE No.: BCQ152) (“SHK”) is regulated by the Hong Kong Securities and Futures Commission for dealing in securities and dealing in futures contracts.

StoneX Financial Pty Ltd (“SFA”) (ACN: 141 774 727) holds an Australian Financial Service License (AFSL: 345646) for Dealing in Securities, Exchange-Traded Derivatives Contracts, OTC Derivatives Contracts and Foreign Exchange Contracts and is regulated by the Australian Securities and Investments Commission.

StoneX Securities Co., Ltd. (“SSJ”) (Co. Reg. No 010401047199) is regulated by the Japanese Financial Services Agency as a Type-I Financial Instruments Business Operator (Kanto Local Finance Bureau (FIBO)No.291’), is a member of the Financial Futures Association of Japan for dealing and brokering FX and FX Option transactions, and is a member of the Japan Securities Dealers Association for dealing and brokering stock indices and option transactions.

Latin America

StoneX DTVM Ltda. (“DTVM”) is regulated and authorized by Banco Central do Brasil (“BACEN”) and Comissão de Valores Mobiliarios (“CVM”) as a broker-dealer. DTVM is associated with the Associação Brasileira das Entidades dos Mercados Financeiro e de Capitais (“ANBIMA”), and certified by B3 with the Qualificação Operacional requirements and a member of AMBIMA adhering to its distribution, custody and bookkeeping policies. It is incorporated in São Paulo, Brazil.

StoneX Banco de Cambio S.A. is regulated and authorized by Banco Central do Brazil (“BACEN”) as a FX Bank, with spot FX operations. It is incorporated in São Paulo, Brazil.

StoneX Investimentos Ltda. is regulated and authorized by Comissão de Valores Mobiliarios (“CVM”) as an asset manager. It is certified by ANBIMA for portfolio management. It is incorporated in São Paulo, Brazil.

Stonex Consultoria em Futuros e Commodities Ltda. Is regulated and authorized by Comissão de Valores Mobiliarios (“CVM”) as a securities consultant. It Is incorporated in São Paulo, Brazil, with 17 offices in the States of Paraná, Rio Grande do Sul, Mato Grosso, Goias, Minas Gerais, Pernambuco, Mato Grosso do Sul and Bahia.

StoneX Colombia S.A. SEDPE is supervised by the Superintendencia Financiera de Colombia and subject to the regulation of the Banco de la Republica and registered with Fondo de Garantías de Instituciones Financieras (“FOGAFIN”).

StoneX Securities S.A. is a Clearance and Settlement Agent and a Comprehensive Negotiation Agent registered under No. 47 with the Comisión Nacional de Valores (“CNV”), a Mutual Fund Placement and Distribution Agent registered under No. 21 with the CNV, and a Comprehensive Mutual Fund Placement and Distribution Agent registered under No. 25 with the CNV.

StoneX Asset Management S.A. is a Mutual Fund Collective Investment Products Managing Agent registered under No. 23 with the CNV.

Open an account

Every company and every trader deserves access to global markets, institutional-grade platforms, and reliable intelligence from around the world. We provide that access.

Please complete the Account Request Form by telling us what you are looking to accomplish. A representative will help get you connected with the appropriate department.

Complete account request
Business professionals shaking hands in a modern office, symbolizing successful account opening and partnership.

Stay vigilant against rising online scams

Protect yourself by safeguarding personal data, verifying communications, using strong passwords, avoiding suspicious offers, and reporting scams to law enforcement.

Learn more about fraud prevention
StoneX: We open markets

Our market expertise, advanced platforms, global reach, culture of full transparency and commitment to our clients’ success all set us apart in the financial marketplace.

Reach

With access to 40+ derivatives exchanges, 180+ foreign exchange markets, nearly every global securities marketplace and numerous bi-lateral liquidity venues, StoneX’s digital network and deep relationships can take clients anywhere they want to go.

Transparency

As a publicly traded company meeting the highest standards of regulatory compliance in the markets we serve; our financials and record of accomplishment are matters of public record. StoneX’s commitment to “doing the right thing over the easy thing” sets us apart in the industry and helps us build respect, client trust and new partnerships.

Expertise

From our proprietary Market Intelligence platform, to “boots on the ground” expertise from award-winning traders and professionals, we connect our clients directly to actionable insights they can use to make more informed decisions and achieve their goals in the global markets.

© 2026 StoneX Group Inc. all rights reserved.

The subsidiaries of StoneX Group Inc. provide financial products and services, including, but not limited to, physical commodities, securities, clearing, global payments, risk management, asset management, foreign exchange, and exchange-traded and over-the-counter derivatives. These financial products and services are offered in accordance with the applicable laws in the jurisdictions in which they are provided and are subject to specific terms, conditions, and restrictions contained in the terms of business applicable to each such offering. Not all products and services are available in all countries. The products and services offered by the StoneX Group of companies involve risk of loss and may not be suitable for all investors. Full Disclaimer.

This website is not intended for residents of any particular country, and the information herein is not advice nor a recommendation to trade nor does it constitute an offer or solicitation to buy or sell any financial product or service, by any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation. Please refer to the Regulatory Disclosure section for entity-specific disclosures.

No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of StoneX Group Inc. The information herein is provided for informational purposes only. This information is provided on an ‘as-is’ basis and may contain statements and opinions of the StoneX Group of companies as well as excerpts and/or information from public sources and third parties and no warranty, whether express or implied, is given as to its completeness or accuracy. Each company within the StoneX Group of companies (on its own behalf and on behalf of its directors, employees and agents) disclaims any and all liability as well as any third-party claim that may arise from the accuracy and/or completeness of the information detailed herein, as well as the use of or reliance on this information by the recipient, any member of its group or any third party.