Flexible affiliation models for financial advisors
Flexible and scalable tools and solutions for financial professionals
We support financial advisors, registered representatives, and RIAs with innovative tools, high-touch support, and customizable solutions for their clients. Whether your business model is traditional brokerage, advisory or hybrid, we are committed to providing you with a flexible and customizable work environment with the highest level of support and assistance. Access to multiple affiliation choices enables advisors to customize their level of support, services, fees and payouts to fit with how they wish to serve their clients.
An infrastructure designed for every business model
Access multiple ways to affiliate, enabling you to customize your level of support, services, fees and payouts to fit how you want to serve your clients.
Registered Representative and RIA
This gives you full access to brokerage products and services, advisory services, and our integrated platform from our corporate broker-dealer and our RIA.
Brokerage Representative Only
This gives you full access to brokerage products, account types, and services through our corporate broker-dealer.
Independent Advisor Representative Only
Join us as an IAR only with access to our integrated technologies, including client and asset management platforms. Choose from hundreds of third-party managed solutions, our competitively priced proprietary models, or manage the assets yourself.
Brokerage Representative and Hybrid RIA
Join our broker-dealer and bring your own RIA or let us help you develop one. Leverage integrated platforms, attached to highly capable and global custodians, that emphasize your independence and brand.
Employee Advisor Model
As an employee advisor, you will gain access to full-service home office resources, a dedicated support team, an extensive product offering and an innovative technology platform.
Seamless Transition Support
We understand that switching firms is a tough decision to make and that it can be a complicated process. To support you in this transition, we have a dedicated transition department that is skilled to assist you with everything from client paperwork to orienting you to the wide range of products and technology solutions.
During your transition you will be assigned a Transition Coordinator and a Regional Sales Manager as your primary points of contact. Your Transition Coordinator will choose a customized transition plan and timeline that best suits your business needs. Your coordinator will also provide information about products and platforms available to you as a valued partner.
Our experienced staff provides you with professional, accurate, and efficient customer service. We realize that transitioning between firms is a process and we are committed to providing you with continuous support, guidance and training. The transition process is just the beginning of our long-term commitment to you.
StoneX Wealth Management: Who we are
As a leading independent broker/dealer and SEC-registered investment advisor, we approach every relationship with a client-first mentality and strive to provide customized solutions and the support you need to help you best service the unique goals of your clients.
StoneX Wealth Management is backed by the resources and expertise of StoneX Group Inc. (NASDAQ:SNEX), a diversified financial services company providing execution, risk management, market intelligence and post-trade services across asset classes and markets worldwide.
Want to learn more about affiliating with StoneX Wealth Management?
Discover more insights
If I affiliate with StoneX Wealth Management as an independent, do I have to change the name of my business?
If I change my business model in the future, will I need to leave StoneX Wealth Management?
No, StoneX Wealth Management is a partner that strives to support the evolution of your business. The financial services industry is constantly changing, and we want to empower our professionals with the tools needed to address any changes while limiting disruptions to their business.
Want to learn more about how we can help you grow your business? Reach out to StoneX Wealth Management today.
Let’s get connected
To learn more about how our customized financial solutions can help you stay one step ahead in the global markets, contact our team today.
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If you're an existing customer, please direct any inquiries to your StoneX sales team.
The Broker-Dealer Division of StoneX Financial Inc. is a member of FINRA/SIPC, MSRB registered and is a wholly owned subsidiary of StoneX Group Inc. You can learn more about the background of StoneX Financial Inc. on Brokercheck. Click here for regulatory disclosures for the Broker-Dealer division of StoneX Financial Inc.
Wealth management services are offered through StoneX Wealth Management, a trade name used by SA Stone Wealth Management Inc. and SA Stone Investment Advisors Inc. Securities products are offered through SA Stone Wealth Management Inc., member FINRA/SIPC. Investment advisory services are offered through SA Stone Investment Advisors Inc. SA Stone Wealth Management Inc. and SA Stone Investment Advisors Inc. are wholly owned subsidiaries of StoneX Group Inc.
Futures trading is offered through StoneX Financial Inc. (“SFI”) is a member of FINRA/NFA/SIPC and registered with the MSRB. SFI does business as Daniels Trading/Top Third/Futures Online. SFI is registered with the U.S. Securities and Exchange Commission (“SEC”) as a Broker-Dealer and with the CFTC as a Futures Commission Merchant and Commodity Trading Adviser.